Investor Groups Renew Push to Rein in Mandatory Arbitration at RIAs
AdvisorHub, Investor Groups Renew Push to Rein in Mandatory Arbitration at RIAs “As a group, the advocates want either the SEC or Congress to act, issuing regulatory or legislative reforms…
Read MoreNACA in the News: Investor advocates call on SEC to end RIAs’ use of mandatory arbitration
Investment News, Investor advocates call on SEC to end RIAs’ use of mandatory arbitration “Arbitration proponents assert that it is faster and less costly than the court system, which benefits…
Read MoreNEW INVESTOR ADVOCACY COALITION CALLS ON SEC, CONGRESS TO FIX RIA FORCED ARBITRATION PROBLEMS
Formation of Investor Advocacy Coalition Follows Increasing Complaints from Wronged Investors, Scathing SEC OIA Report That Found RIAs in ‘Violation of the Fiduciary Duty’; Groups Calling for Reforms to Industry-Favored…
Read MoreBeating Back Experian’s Attempts to Compel FCRA Claims into Arbitration
This webinar will focus on those strategies and discuss in detail the arguments and approaches when confronting an Experian motion to compel arbitration.
Read MorePredatory Lending: Current Trends and Claim Spotting
Despite well-established laws, predatory lenders continue to make blatantly illegal loans that violate state usury laws. Learn to spot legal claims.
Read MoreCoalition Applauds Congressional Efforts to Restore Consumer Rights
December 14, 2023 Coalition Applauds Congressional Efforts to Restore Consumer Rights Letter Supports CFPB Rulemaking Reining in Big Banks’ Abuse of Forced Arbitration WASHINGTON – Today, a coalition of consumer…
Read MoreOver 100 Public Interest Groups Support CFPB Rulemaking on Forced Arbitration
NACA joined over 100 organizations on a comment to the CFPB urging the Bureau to conduct rulemaking to protect consumers from forced arbitration.
Read MoreNACA State Chairs Urge CFPB to Conduct Rulemaking on Forced Arbitration
NACA state chairs representing 38 states and Washington D.C. submitted a comment to the Consumer Financial Protection Bureau in support of a petition for rulemaking on forced arbitration.
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NACA Joins Letter to SEC Calling for Rule on Forced Arbitration
Public interest groups sent a letter to the Securities and Exchange Commission urging the Commission to issue a rule prohibiting forced arbitration clauses in investment adviser and broker-dealer contracts with…
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